Compliance

AML, CDD and identity, controlled in SortX.

AML checks need identity evidence, sanctions and PEP screening, risk decisions and MLRO review where needed. SortX keeps the compliance trail attached to the person and transaction.

Connected to the rest of the operating stack

  • CDD
  • Sanctions
  • PEP
  • Source of funds
  • EPC
  • Material information

What this changes day to day.

The workflow follows the property, contact, tenancy, repair, document or ledger item behind the work.

Identity evidence

Collects identity evidence.

Sanctions and PEP checks through configured providers

Runs sanctions and PEP checks through configured providers.

Risk factors

Records risk factors.

High-risk cases to review

Routes high-risk cases to review.

Blocks progression until required checks pass

Blocks progression until required checks pass.

Decisions and evidence audit-ready

Keeps decisions and evidence audit-ready.

Signals a manager can read quickly.

Short status markers for scanning the day without opening every record.

CDD

per party

PEP

screening stored

MLRO

review route

Controls

The details that stop work slipping.

SortX keeps routine progress visible while protecting the decisions that need a person.

Identity evidence
Collects identity evidence.
Sanctions and PEP checks through configured providers
Runs sanctions and PEP checks through configured providers.
Risk factors
Records risk factors.
High-risk cases to review
Routes high-risk cases to review.

How it works in the branch.

Why AML, CDD and identity needs its own workflow

In a UK estate agency, this work crosses desks: negotiators, administrators, property managers, accounts, contractors, clients and compliance owners all need the same facts. SortX keeps the work on the operating record instead of spreading the detail across personal inboxes.

The AML compliance workflow does the repeatable work first: reading, checking, drafting, matching and opening the next task. Anything that changes a client position, spends money, sends a sensitive message or affects compliance can be held for approval.

How the branch stays in control

Managers can set owners, SLA clocks, approval limits and escalation rules around this workflow. Staff can still take over manually when a case needs judgement, and the record shows what the agent did before the handover.

That matters when the risk is progressing work without proper CDD. SortX gives the team the detail they need without asking them to hunt through tabs, exported reports or old message threads.

Common questions

Practical details for directors, branch managers and operations teams.




Put aml, cdd and identity into the operating queue.

SortX gives customer due diligence a clear owner, a live status and a controlled approval path.