Compliance

Source of funds, controlled in SortX.

A cash balance or mortgage decision is not enough on its own. SortX collects source-of-funds evidence, tracks missing documents and routes unusual cases for compliance review.

Connected to the rest of the operating stack

  • CDD
  • Sanctions
  • PEP
  • Source of funds
  • EPC
  • Material information

What this changes day to day.

The workflow follows the property, contact, tenancy, repair, document or ledger item behind the work.

Requests funds evidence

Requests funds evidence.

Deposit source and mortgage position

Records deposit source and mortgage position.

Gifted deposit details

Checks gifted deposit details.

Unusual or incomplete evidence

Flags unusual or incomplete evidence.

Review to compliance owners

Routes review to compliance owners.

Offer and progression teams updated

Keeps offer and progression teams updated.

Signals a manager can read quickly.

Short status markers for scanning the day without opening every record.

Evidence

requested

Gifted deposits

tracked

Clearance

visible

Controls

The details that stop work slipping.

SortX keeps routine progress visible while protecting the decisions that need a person.

Requests funds evidence
Requests funds evidence.
Deposit source and mortgage position
Records deposit source and mortgage position.
Gifted deposit details
Checks gifted deposit details.
Unusual or incomplete evidence
Flags unusual or incomplete evidence.

How it works in the branch.

Why source of funds needs its own workflow

In a UK estate agency, this work crosses desks: negotiators, administrators, property managers, accounts, contractors, clients and compliance owners all need the same facts. SortX keeps the work on the operating record instead of spreading the detail across personal inboxes.

The source-of-funds workflow does the repeatable work first: reading, checking, drafting, matching and opening the next task. Anything that changes a client position, spends money, sends a sensitive message or affects compliance can be held for approval.

How the branch stays in control

Managers can set owners, SLA clocks, approval limits and escalation rules around this workflow. Staff can still take over manually when a case needs judgement, and the record shows what the agent did before the handover.

That matters when the risk is accepted offers without funds evidence. SortX gives the team the detail they need without asking them to hunt through tabs, exported reports or old message threads.

Common questions

Practical details for directors, branch managers and operations teams.




Put source of funds into the operating queue.

SortX gives buyer funds evidence a clear owner, a live status and a controlled approval path.